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Upcoming Events - Wealth Management Workshops, Investment Insights, Industry Teleconferences and Economic Commentary
Upcoming Events - Wealth Management Workshops, Investment Insights, Industry Teleconferences and Economic Commentary

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The latest news from SFA

Houston Financial Advisor Receives Honor Symphonic Financial Advisors & Rochdale Acquisition: Proxy Vote
May 15th, 2012

There will be a proxy vote regarding the acquisition for all clients that hold a Rochdale fund...[More]
 
Symphonic Financial Advisors & Rochdale Join Forces with City National Bank
April 25th, 2012

Rochdale Investment Management & Symphonic Financial Advisors have signed a definitive agreement to join forces with City National Asset Management...[More]

 
 

Routing of Customers Orders



Symphonic Securities, Symphonic Financial Advisor's broker/dealer, is committed to providing the best execution for your orders.  When determining where to send orders for a client's account, we take a number of factors into consideration, including:  execution price and opportunity for price improvement, order size, speed and accuracy of the execution, the availability of efficient and reliable order handling systems, the level of service provided, and the cost of executing orders at a particular market center.  These factors are a "cost" of investing that can influence portfolio returns beyond the stated commission rate.

In conformance with SEC Rule 606 (formerly SEC 11Ac1-6), Symphonic Securities makes available quarterly reports that provide a general overview of order routing practices.  To see this quarter's report, please click on the date link below.   

Quarter Ended

March 31, 2013

 
 

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